Solicitors and Dispute Resolution Specialists
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Financial Services: Investigations & Enforcement

Financial services, investigations and enforcement

Financial Services:
Investigations and Enforcement


Our practice excellence encompasses:

  • Acting in FSA enforcement proceedings
  • Providing advice and guidance to those under investigation including attending interviews with individuals and advising on document requests
  • Assisting in responding to Preliminary Findings following an investigation
  • Making submissions to the RDC
  • Advising and acting for clients on referrals to the Financial Services and Markets Tribunal and on appeal beyond
  • We pride ourselves upon our excellent reciprocal links to barristers' chambers with some of the finest specialists in this work at the bar which further enhances our expertise in this area