Our practice excellence encompasses:
- Acting in FSA enforcement proceedings
- Providing advice and guidance to those under investigation including attending interviews with individuals and advising on document requests
- Assisting in responding to Preliminary Findings following an investigation
- Making submissions to the RDC
- Advising and acting for clients on referrals to the Financial Services and Markets Tribunal and on appeal beyond
- We pride ourselves upon our excellent reciprocal links to barristers' chambers with some of the finest specialists in this work at the bar which further enhances our expertise in this area